The Role of Enhanced Due Diligence and UBO in Tech Industry Compliance
To address these challenges, concepts like enhanced due diligence (EDD) and ultimate beneficial ownership (UBO) have ...
How Due Diligence Is Core To Growth Through M&A
The due diligence process—things like ensuring strategic objectives are met, evaluating whether the acquirer is paying the ...
Compliance Week2d
SEC fines LPL Financial $18M for failed due diligence on new, high-risk accounts
Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...
SiliconIndia5y
Onicra: Instant Background Checks Paving the way for enhanced Due Diligence on Individuals
Unfortunately, due to the very minimal regulations, this demand has paved way for many new organizations with dread fully little basic know-how of verification process to setup their shops and lure ...